Securities laws and regulations are a highly complicated and nuanced and require years of experience in order to navigate through the complexities. At PEARSON BUTLER Law, our securities lawyers guide companies through the legal and regulatory issues allowing them to concentrate on operating their businesses.
Our attorneys work closely with our domestic and foreign corporate clients to implement and assure compliance with a wide range of securities law compliance matters, including the Sarbanes-Oxley Act of 2002, the Dodd-Frank Act of 2010, the JOBS Act of 2012, and the 1934 Exchange Act periodic reporting obligations, such as quarterly reports on Form 10-Q, annual reports on Form 10-K, and current reports on Form 8-K. We regularly assist clients in preparing and filing reports disclosing stock ownership such as Forms 3, 4, and 5, and Schedules 13G and 13D.
Other Securities Law Services Available
At PEARSON BUTLER Law, our securities lawyers assist clients them in the following areas:
- Blue Sky Compliance
- Business Transactions and Contracts
- Corporate Governance
- DTC Eligibility
- Mergers & Acquisitions
- Over-the-Counter Markets Compliance
- Private Placement
- Public Offerings
- Reverse Mergers
- Rule 144 Opinion Letters
- SEC Reporting and Compliance
Contact a Securities Attorney
For more information on SEC Reporting and Compliance, contact a securities attorney at PEARSON BUTLER Law who can help with SEC reporting and compliance, public offerings, private placement, DTC eligibility, securities arbitration, securities transactions, or recovery of investment losses by calling 801.495.4104.